Are there wholesale changes coming to advice?


Information for advice professionals only.

October 2021 will bring a number of regulatory changes to advisers and advice practices, from the implementation of the DDO regime through to breach reporting obligations and dispute resolution processes.

In this session we will provide a reminder on these impending changes, as well as explore the definition of who can qualify as a wholesale client for advice purposes.

This session will be CPD accredited. 

(Episode 35)


ASIC Financial Planning = 1.00


FASEA Regulatory compliance and consumer protection = 1.00

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The views expressed in this webinars are those of the presenters alone unless otherwise quoted, and do not reflect the views or policy of any company in the Westpac Group. The webinar is for adviser use only. They must not be made available to any retail client and any information in them must not be communicated to any retail client or attributed to any entity in the Westpac Group. The information in these webinars is provided solely as general information. The webinar recordings are being shared with the prior written consent of our industry partners.